Who owns FYX?
First Trust Small Cap Core AlphaDEX Fund · First Trust
204 institutions reported holding FYX, worth $1.0B, in Form 13F filings for June 30, 2026.
Top 10 institutional holders of FYX
| Firm | Location | Value | Shares | Change |
|---|---|---|---|---|
| Wells Fargo & Company | San Francisco, CA | $103.2M | 715,280 | +170,920 shares |
| Royal Bank of Canada | Toronto, Ontario, Canada | $101.6M | 704,083 | −4,317 shares |
| LPL Financial LLC | Fort Mill, SC | $98.7M | 683,900 | +71,847 shares |
| Morgan Stanley | New York, NY | $97.8M | 678,078 | +25,269 shares |
| Raymond James Financial Inc. | St. Petersburg, FL | $62.9M | 435,608 | +21,755 shares |
| UBS Group AG | Zurich, Switzerland | $60.9M | 421,883 | +117,262 shares |
| Bank of America Corp. | Charlotte, NC | $51.6M | 357,405 | −14,135 shares |
| Janney Montgomery Scott LLC | Philadelphia, PA | $38.0M | 263,066 | +9,541 shares |
| Genesee Capital Advisors, LLC | Auburn, NY | $23.6M | 163,889 | +96,213 shares |
| Cetera Investment Advisers | Schaumburg, IL | $21.9M | 151,913 | +23,004 shares |
The full list comes with the Advisors and Institutions package.
Sign up to see them allFrom SEC Form 13F, for managers with $100M+ in US securities. Change compares June 30, 2026 with March 31, 2026. “New position” means no holding in the prior filing we have.
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Frequently asked questions
Who owns FYX?
204 institutional managers reported holding FYX in Form 13F filings for June 30, 2026, worth $1.0B in total. The largest reported position was held by Wells Fargo & Company, at $103.2M.
Did institutions buy or sell FYX last quarter?
Reported 13F value rose 37.8% from March 31, 2026, which includes price moves as well as buying and selling. 44 firms reported a new position and 17 sold all of theirs.
What is a Form 13F?
A quarterly report filed with the SEC by institutional investment managers with $100 million or more in qualifying US securities. It lists their long positions at quarter end. It doesn't cover retail investors, cash, short positions, or managers under the threshold, so it shows part of a fund's ownership, not all of it.
How often is FYX ownership data updated?
13F filings are due 45 days after each quarter ends. The next set is due around mid-November. Positions can be up to about four and a half months old by the time a new set arrives.