Who owns FYC?
First Trust Small Cap Growth AlphaDEX Fund · First Trust
176 institutions reported holding FYC, worth $996.3M, in Form 13F filings for June 30, 2026.
Top 10 institutional holders of FYC
| Firm | Location | Value | Shares | Change |
|---|---|---|---|---|
| LPL Financial LLC | Fort Mill, SC | $191.5M | 1,503,733 | +143,449 shares |
| Raymond James Financial Inc. | St. Petersburg, FL | $82.8M | 649,982 | +105,020 shares |
| Morgan Stanley | New York, NY | $77.2M | 606,270 | +211,723 shares |
| Wells Fargo & Company | San Francisco, CA | $60.1M | 472,349 | +28,777 shares |
| Cetera Investment Advisers | Schaumburg, IL | $39.9M | 313,216 | +23,532 shares |
| Bank of America Corp. | Charlotte, NC | $31.7M | 248,567 | +4,301 shares |
| New Wave Wealth Advisors LLC | Springdale, AR | $26.1M | 204,780 | +103,317 shares |
| Stifel Financial Corp. | St. Louis, MO | $25.0M | 196,711 | +98 shares |
| Envestnet Asset Management Inc. | Berwyn, PA | $24.6M | 193,051 | +7,626 shares |
| Cambridge Investment Research Advisors, Inc. | Fairfield, IA | $24.3M | 190,923 | +99,616 shares |
The full list comes with the Advisors and Institutions package.
Sign up to see them allFrom SEC Form 13F, for managers with $100M+ in US securities. Change compares June 30, 2026 with March 31, 2026. “New position” means no holding in the prior filing we have.
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Frequently asked questions
Who owns FYC?
176 institutional managers reported holding FYC in Form 13F filings for June 30, 2026, worth $996.3M in total. The largest reported position was held by LPL Financial LLC, at $191.5M.
Did institutions buy or sell FYC last quarter?
Reported 13F value rose 56.5% from March 31, 2026, which includes price moves as well as buying and selling. 38 firms reported a new position and 14 sold all of theirs.
What is a Form 13F?
A quarterly report filed with the SEC by institutional investment managers with $100 million or more in qualifying US securities. It lists their long positions at quarter end. It doesn't cover retail investors, cash, short positions, or managers under the threshold, so it shows part of a fund's ownership, not all of it.
How often is FYC ownership data updated?
13F filings are due 45 days after each quarter ends. The next set is due around mid-November. Positions can be up to about four and a half months old by the time a new set arrives.