ETF Holders

Who owns FNY?

Small or mid cap

First Trust Mid Cap Growth AlphaDEX Fund · First Trust

128 institutions reported holding FNY, worth $452.9M, in Form 13F filings for June 30, 2026.

13F holders
128
Institutional value
$452.9M
Change from prior quarter
+23.7%
+$86.7M, with price moves
New and sold-out firms
17 / 9
36 added, 40 trimmed

Top 10 institutional holders of FNY

FirmLocationValueSharesChange
LPL Financial LLCFort Mill, SC$100.6M907,423+92,959 shares
Morgan StanleyNew York, NY$53.8M485,370+74,597 shares
Wells Fargo & CompanySan Francisco, CA$53.5M482,443−119,641 shares
&PartnersNashville, TN$22.6M197,544+46,024 shares
Cetera Investment AdvisersSchaumburg, IL$20.9M188,546+11,511 shares
NewEdge Advisors, LLCNew Orleans, LA$20.3M182,925+158,708 shares
UBS Group AGZurich, Switzerland$14.4M130,332−2,247 shares
Envestnet Asset Management Inc.Berwyn, PA$12.6M113,923+5,117 shares
Raymond James Financial Inc.St. Petersburg, FL$10.7M96,560−106,564 shares
Osaic Holdings, Inc.Scottsdale, AZ$8.3M74,422+5,201 shares
118 more firms

The full list comes with the Advisors and Institutions package.

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From SEC Form 13F, for managers with $100M+ in US securities. Change compares June 30, 2026 with March 31, 2026. “New position” means no holding in the prior filing we have.

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Frequently asked questions

Who owns FNY?

128 institutional managers reported holding FNY in Form 13F filings for June 30, 2026, worth $452.9M in total. The largest reported position was held by LPL Financial LLC, at $100.6M.

Did institutions buy or sell FNY last quarter?

Reported 13F value rose 23.7% from March 31, 2026, which includes price moves as well as buying and selling. 17 firms reported a new position and 9 sold all of theirs.

What is a Form 13F?

A quarterly report filed with the SEC by institutional investment managers with $100 million or more in qualifying US securities. It lists their long positions at quarter end. It doesn't cover retail investors, cash, short positions, or managers under the threshold, so it shows part of a fund's ownership, not all of it.

How often is FNY ownership data updated?

13F filings are due 45 days after each quarter ends. The next set is due around mid-November. Positions can be up to about four and a half months old by the time a new set arrives.