FNY vs EFIV overlap

FNY and EFIV overlap 0.3% by weight, across 12 shared holdings.

FNYEFIV

Pick 2 to 4 ETFs.

0.3%

overlap by weight, across 12 shared holdings

FNY3.9% of the fund is in shared holdings, of 225

EFIV0.3% of the fund is in shared holdings, of 329

Top shared holdings

Holding	FNY	EFIV	Overlap
Kimco RealtyKIM	0.32%	0.04%	0.04%
Ralph Lauren CORRL	0.60%	0.04%	0.04%
Regency CentersREG	0.16%	0.03%	0.03%
Allegion PLCALLE	0.18%	0.03%	0.03%
Invesco Ltd.IVZ	0.71%	0.03%	0.03%
Clorox CoCLX	0.16%	0.03%	0.03%
Charles River laCRL	0.49%	0.03%	0.03%
Godaddy Inc.-aGDDY	0.15%	0.03%	0.03%
Hasbro Inc.HAS	0.36%	0.03%	0.03%
Norwegian CruiseNCLH	0.28%	0.02%	0.02%
FED Realty INVSFRT	0.32%	0.02%	0.02%
Smith (A.O.)Corp.AOS	0.15%	0.02%	0.02%

Overlap by weight adds up the smaller weight of each holding the funds share, so 100% means identical portfolios. Long securities only: derivatives and cash vehicles are left out. Sources: FNY, SEC Form N-PORT, July 31, 2026; EFIV, SEC Form N-PORT, June 30, 2026.

institutions report holding both, of 230 holding any

FNY74.8% of its 13F dollars, 29.7% of its 128 holders

EFIV21.2% of its 13F dollars, 27.1% of its 140 holders

Largest institutions holding both

Firm	FNY	EFIV
LPL Financial LLC	$100.6M	$25.3M
Wells Fargo & Company	$53.5M	$2.9M
Morgan Stanley	$53.8M	$232K
Cetera Investment Advisers	$20.9M	$1.1M
NewEdge Advisors, LLC	$20.3M	$327K
Allworth Financial LP	$62K	$16.4M
UBS Group AG	$14.4M	$174K
Raymond James Financial Inc.	$10.7M	$3.9M
Envestnet Asset Management Inc.	$12.6M	$1.7M
Integrated Wealth Concepts LLC	$89K	$12.3M
Private Advisor Group, LLC	$4.4M	$7.2M
Northwestern Mutual Wealth Management Co	$4.9M	$5.1M
Osaic Holdings, Inc.	$8.3M	$1.6M
Equitable Holdings, Inc.	$4.6M	$4.0M
Goldman Sachs Group Inc.	$5.5M	$1.1M

This compares who owns the funds, not what the funds hold. From SEC Form 13F, for managers with $100M+ in US securities.

Who owns them: FNY institutional holders, EFIV institutional holders.

Frequently asked questions

How much do FNY and EFIV overlap?

0.3% by weight, with 12 holdings in common, using holdings for FNY as of July 31, 2026 and EFIV as of June 30, 2026. The largest shared position is KIM.

Do institutions hold both FNY and EFIV?

38 Form 13F filers report positions in both, out of 230 that report either one.

How is overlap by weight worked out?

For each holding the two funds share, take the smaller of the two weights, then add those up. Identical portfolios score 100%.