ETF Holders

Who owns XAUG?

Buffer or defined outcome

FT Vest U.S. Equity Enhance & Moderate Buffer ETF - August · First Trust

35 institutions reported holding XAUG, worth $15.6M, in Form 13F filings for June 30, 2026.

13F holders
35
Institutional value
$15.6M
Change from prior quarter
-40.3%
−$10.5M, with price moves
New and sold-out firms
4 / 8
5 added, 14 trimmed

Top 10 institutional holders of XAUG

FirmLocationValueSharesChange
Diligent Investors, LLCRedlands, CA$1.4M36,954−1,861 shares
Old Mission Capital LLCChicago, IL$1.4M35,979+13,075 shares
Susquehanna International Group, LLPBala Cynwyd, PA$1.4M35,057+21,603 shares
Osaic Holdings, Inc.Scottsdale, AZ$1.2M31,180+4,805 shares
Ashton Thomas Private Wealth, LLCScottsdale, AZ$1.0M26,285No change
Cetera Investment AdvisersSchaumburg, IL$986K25,236−108,627 shares
Citadel Advisors LLCMiami, FL$947K24,216+3,627 shares
Kestra Advisory Services, LLCAustin, TX$898K22,973−6,213 shares
Commonwealth Equity Services, LLCWaltham, MA$586K14,992−920 shares
LPL Financial LLCFort Mill, SC$579K14,822−299 shares
25 more firms

The full list comes with the Advisors and Institutions package.

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From SEC Form 13F, for managers with $100M+ in US securities. Change compares June 30, 2026 with March 31, 2026. “New position” means no holding in the prior filing we have.

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Frequently asked questions

Who owns XAUG?

35 institutional managers reported holding XAUG in Form 13F filings for June 30, 2026, worth $15.6M in total. The largest reported position was held by Diligent Investors, LLC, at $1.4M.

Did institutions buy or sell XAUG last quarter?

Reported 13F value fell 40.3% from March 31, 2026, which includes price moves as well as buying and selling. 4 firms reported a new position and 8 sold all of theirs.

What is a Form 13F?

A quarterly report filed with the SEC by institutional investment managers with $100 million or more in qualifying US securities. It lists their long positions at quarter end. It doesn't cover retail investors, cash, short positions, or managers under the threshold, so it shows part of a fund's ownership, not all of it.

How often is XAUG ownership data updated?

13F filings are due 45 days after each quarter ends. The next set is due around mid-November. Positions can be up to about four and a half months old by the time a new set arrives.