Who owns NOVM?
FT Vest U.S. Equity Max Buffer ETF - November · First Trust
31 institutions reported holding NOVM, worth $15.7M, in Form 13F filings for June 30, 2026.
Top 10 institutional holders of NOVM
| Firm | Location | Value | Shares | Change |
|---|---|---|---|---|
| Clear Creek Financial Management, LLC | Silverdale, WA | $2.9M | 86,897 | −550 shares |
| Park Avenue Securities LLC | New York, NY | $1.8M | 54,458 | +5,343 shares |
| Cetera Investment Advisers | Schaumburg, IL | $1.7M | 51,381 | +13,844 shares |
| Susquehanna International Group, LLP | Bala Cynwyd, PA | $1.2M | 34,491 | +19,140 shares |
| Commonwealth Equity Services, LLC | Waltham, MA | $943K | 27,962 | No change |
| Envestnet Asset Management Inc. | Berwyn, PA | $825K | 24,452 | −6,862 shares |
| Madrona Financial Services, LLC | Everett, WA | $666K | 19,749 | No change |
| Waverly Advisors, LLC | Birmingham, AL | $638K | 18,910 | No change |
| Gallagher Fiduciary Advisors, LLC | Rolling Meadows, IL | $535K | 15,855 | No change |
| Ameritas Advisory Services, LLC | Lincoln, NE | $517K | 15,320 | +4,770 shares |
From SEC Form 13F, for managers with $100M+ in US securities. Change compares June 30, 2026 with March 31, 2026. “New position” means no holding in the prior filing we have.
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Frequently asked questions
Who owns NOVM?
31 institutional managers reported holding NOVM in Form 13F filings for June 30, 2026, worth $15.7M in total. The largest reported position was held by Clear Creek Financial Management, LLC, at $2.9M.
Did institutions buy or sell NOVM last quarter?
Reported 13F value rose 8.7% from March 31, 2026, which includes price moves as well as buying and selling. 4 firms reported a new position and 4 sold all of theirs.
What is a Form 13F?
A quarterly report filed with the SEC by institutional investment managers with $100 million or more in qualifying US securities. It lists their long positions at quarter end. It doesn't cover retail investors, cash, short positions, or managers under the threshold, so it shows part of a fund's ownership, not all of it.
How often is NOVM ownership data updated?
13F filings are due 45 days after each quarter ends. The next set is due around mid-November. Positions can be up to about four and a half months old by the time a new set arrives.