Who owns UAUG?
Innovator U.S. Equity Ultra Buffer ETF - Aug · Innovator
88 institutions reported holding UAUG, worth $117.2M, in Form 13F filings for June 30, 2026.
Top 10 institutional holders of UAUG
| Firm | Location | Value | Shares | Change |
|---|---|---|---|---|
| Broussard Financial Group LLC | Kaplan, LA | $16.9M | 401,796 | −9,547 shares |
| Raymond James Financial Inc. | St. Petersburg, FL | $10.5M | 249,840 | −25,233 shares |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | Westlake, OH | $6.5M | 153,873 | +6,417 shares |
| Commonwealth Equity Services, LLC | Waltham, MA | $6.3M | 149,147 | −4,911 shares |
| Osaic Holdings, Inc. | Scottsdale, AZ | $6.0M | 141,651 | −9,104 shares |
| Archer Investment Corp | Carmel, IN | $5.5M | 131,816 | +63,985 shares |
| MBL Wealth, LLC | Charlotte, NC | $5.4M | 127,626 | +461 shares |
| Brookstone Capital Management | Wheaton, IL | $4.9M | 116,061 | −14,854 shares |
| KFG Wealth Management, LLC | Granger, IN | $4.1M | 98,177 | −29,161 shares |
| Envestnet Asset Management Inc. | Berwyn, PA | $3.1M | 73,269 | −1,463 shares |
From SEC Form 13F, for managers with $100M+ in US securities. Change compares June 30, 2026 with March 31, 2026. “New position” means no holding in the prior filing we have.
Similar ETFs
Compare what they hold: UAUG vs DHDG, UAUG vs SIXJ, UAUG vs PHEQ, UAUG vs XMAR.
Frequently asked questions
Who owns UAUG?
88 institutional managers reported holding UAUG in Form 13F filings for June 30, 2026, worth $117.2M in total. The largest reported position was held by Broussard Financial Group LLC, at $16.9M.
Did institutions buy or sell UAUG last quarter?
Reported 13F value rose 9.3% from March 31, 2026, which includes price moves as well as buying and selling. 10 firms reported a new position and 4 sold all of theirs.
What is a Form 13F?
A quarterly report filed with the SEC by institutional investment managers with $100 million or more in qualifying US securities. It lists their long positions at quarter end. It doesn't cover retail investors, cash, short positions, or managers under the threshold, so it shows part of a fund's ownership, not all of it.
How often is UAUG ownership data updated?
13F filings are due 45 days after each quarter ends. The next set is due around mid-November. Positions can be up to about four and a half months old by the time a new set arrives.