UAUG vs SIXJ overlap
15 institutions report holding both UAUG and SIXJ.
UAUGSIXJ
Pick 2 to 4 ETFs.
We don’t have holdings for UAUG, SIXJ. Most funds that aren’t in the SEC’s N-PORT data are unit trusts, grantor trusts or very new funds. The institutions tab may still have them.
15
institutions report holding both, of 125 holding any
UAUG33.3% of its 13F dollars, 17.1% of its 88 holders
SIXJ64.0% of its 13F dollars, 28.9% of its 52 holders
Largest institutions holding both
| Firm | UAUG | SIXJ |
|---|---|---|
| Osaic Holdings, Inc. | $6.0M | $23.8M |
| Commonwealth Equity Services, LLC | $6.3M | $10.4M |
| Raymond James Financial Inc. | $10.5M | $3.2M |
| RFG Advisory, LLC | $203K | $12.3M |
| Cetera Investment Advisers | $1.4M | $9.0M |
| LPL Financial LLC | $1.5M | $6.7M |
| Envestnet Asset Management Inc. | $3.1M | $4.8M |
| Cambridge Investment Research Advisors, Inc. | $2.8M | $2.7M |
| Kestra Advisory Services, LLC | $2.2M | $2.2M |
| Susquehanna International Group, LLP | $3.0M | $478K |
| Old Mission Capital LLC | $1.9M | $449K |
| AE Wealth Management LLC | $126K | $331K |
| DHJJ Financial Advisors, Ltd. | $34K | $365 |
| CoreCap Advisors, LLC | $10K | $13K |
| Assetmark, Inc. | $673 | $13K |
This compares who owns the funds, not what the funds hold. From SEC Form 13F, for managers with $100M+ in US securities.
Who owns them: UAUG institutional holders, SIXJ institutional holders.
Frequently asked questions
Do institutions hold both UAUG and SIXJ?
15 Form 13F filers report positions in both, out of 125 that report either one.
How is overlap by weight worked out?
For each holding the two funds share, take the smaller of the two weights, then add those up. Identical portfolios score 100%.