ETF Holders

Who owns SEPP?

Buffer or defined outcome

PGIM S&P 500 Buffer 12 ETF - September · PGIM

9 institutions reported holding SEPP, worth $21.7M, in Form 13F filings for June 30, 2026.

13F holders
9
Institutional value
$21.7M
Change from prior quarter
+40.4%
+$6.3M, with price moves
New and sold-out firms
1 / 1
3 added, 2 trimmed

Top 9 institutional holders of SEPP

FirmLocationValueSharesChange
Prudential Financial Inc.Newark, NJ$17.6M541,661+166,123 shares
Ameritas Advisory Services, LLCLincoln, NE$2.4M72,878−5,720 shares
Commonwealth Equity Services, LLCWaltham, MA$821K25,246+157 shares
Royal Bank of CanadaToronto, Ontario, Canada$361K11,091+7,151 shares
Sanctuary Advisors, LLCIndianapolis, IN$232K7,142No change
Steward Partners Investment Advisory, LLCStamford, CT$159K4,897−672 shares
PNC Financial Services Group, Inc.Pittsburgh, PA$113K3,461No change
DHJJ Financial Advisors, Ltd.Naperville, IL$80K2,457No change
UBS Group AGZurich, Switzerland$65020New position

From SEC Form 13F, for managers with $100M+ in US securities. Change compares June 30, 2026 with March 31, 2026. “New position” means no holding in the prior filing we have.

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Compare what they hold: SEPP vs MRCP, SEPP vs XAPR, SEPP vs CPRY, SEPP vs APRB.

Frequently asked questions

Who owns SEPP?

9 institutional managers reported holding SEPP in Form 13F filings for June 30, 2026, worth $21.7M in total. The largest reported position was held by Prudential Financial Inc., at $17.6M.

Did institutions buy or sell SEPP last quarter?

Reported 13F value rose 40.4% from March 31, 2026, which includes price moves as well as buying and selling. 1 firms reported a new position and 1 sold all of theirs.

What is a Form 13F?

A quarterly report filed with the SEC by institutional investment managers with $100 million or more in qualifying US securities. It lists their long positions at quarter end. It doesn't cover retail investors, cash, short positions, or managers under the threshold, so it shows part of a fund's ownership, not all of it.

How often is SEPP ownership data updated?

13F filings are due 45 days after each quarter ends. The next set is due around mid-November. Positions can be up to about four and a half months old by the time a new set arrives.