SEPP vs MRCP overlap
6 institutions report holding both SEPP and MRCP.
SEPPMRCP
Pick 2 to 4 ETFs.
We don’t have holdings for SEPP, MRCP. Most funds that aren’t in the SEC’s N-PORT data are unit trusts, grantor trusts or very new funds. The institutions tab may still have them.
6
institutions report holding both, of 13 holding any
SEPP87.3% of its 13F dollars, 66.7% of its 9 holders
MRCP91.5% of its 13F dollars, 60.0% of its 10 holders
Largest institutions holding both
| Firm | SEPP | MRCP |
|---|---|---|
| Prudential Financial Inc. | $17.6M | $17.6M |
| Commonwealth Equity Services, LLC | $821K | $1.4M |
| Royal Bank of Canada | $361K | $249K |
| DHJJ Financial Advisors, Ltd. | $80K | $392K |
| PNC Financial Services Group, Inc. | $113K | $69K |
| UBS Group AG | $650 | $2K |
This compares who owns the funds, not what the funds hold. From SEC Form 13F, for managers with $100M+ in US securities.
Who owns them: SEPP institutional holders, MRCP institutional holders.
Frequently asked questions
Do institutions hold both SEPP and MRCP?
6 Form 13F filers report positions in both, out of 13 that report either one.
How is overlap by weight worked out?
For each holding the two funds share, take the smaller of the two weights, then add those up. Identical portfolios score 100%.