Who owns NBSM?
Neuberger Small-Mid Cap ETF · Neuberger Berman
23 institutions reported holding NBSM, worth $74.0M, in Form 13F filings for June 30, 2026.
Top 10 institutional holders of NBSM
| Firm | Location | Value | Shares | Change |
|---|---|---|---|---|
| Neuberger Berman Group LLC | New York, NY | $21.5M | 747,128 | −4,388,119 shares |
| Cambridge Investment Research Advisors, Inc. | Fairfield, IA | $8.2M | 285,192 | +170,717 shares |
| LPL Financial LLC | Fort Mill, SC | $7.8M | 269,987 | −50,416 shares |
| Stage Harbor Financial, LLC | Westwood, MA | $7.3M | 254,627 | +17,247 shares |
| Raymond James Financial Inc. | St. Petersburg, FL | $6.5M | 226,172 | +11,914 shares |
| Bank of America Corp. | Charlotte, NC | $5.7M | 199,777 | +17,386 shares |
| Broadway Wealth Solutions, Inc. | San Antonio, TX | $3.7M | 129,898 | +8,425 shares |
| Jones Financial Companies LLLP | Des Peres, MO | $3.1M | 110,340 | +1,255 shares |
| Exchange Traded Concepts, LLC | Oklahoma City, OK | $3.1M | 107,783 | −24,354 shares |
| Morgan Stanley | New York, NY | $1.5M | 53,175 | New position |
From SEC Form 13F, for managers with $100M+ in US securities. Change compares June 30, 2026 with March 31, 2026. “New position” means no holding in the prior filing we have.
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Frequently asked questions
Who owns NBSM?
23 institutional managers reported holding NBSM in Form 13F filings for June 30, 2026, worth $74.0M in total. The largest reported position was held by Neuberger Berman Group LLC, at $21.5M.
Did institutions buy or sell NBSM last quarter?
Reported 13F value fell 56.7% from March 31, 2026, which includes price moves as well as buying and selling. 7 firms reported a new position and 3 sold all of theirs.
What is a Form 13F?
A quarterly report filed with the SEC by institutional investment managers with $100 million or more in qualifying US securities. It lists their long positions at quarter end. It doesn't cover retail investors, cash, short positions, or managers under the threshold, so it shows part of a fund's ownership, not all of it.
How often is NBSM ownership data updated?
13F filings are due 45 days after each quarter ends. The next set is due around mid-November. Positions can be up to about four and a half months old by the time a new set arrives.