Spectrum Asset Management, Inc. (NB/CA) ETF holdings
Newport Beach, CA
Reported $214.1M in 47 ETFs in its Form 13F for June 30, 2026.
ETF value
$214.1M
ETFs held
47
Change from prior quarter
+22.9%
With price moves
ETFs as a share of its 13F
59.5%
of $360.2M
Top 10 of 47 ETF holdings
| Ticker | Fund | Value | Shares | Change |
|---|---|---|---|---|
| RSP | Invesco S&P 500 Equal Weight ETF | $26.8M | 125,941 | +51,104 shares |
| VUSB | Vanguard Ultra-Short Bond ETF | $24.3M | 487,873 | +21,317 shares |
| SCHV | Schwab U.S. Large-Cap Value ETF | $18.3M | 524,862 | +49,759 shares |
| DMAY | FT Vest U.S. Equity Deep Buffer ETF - May | $12.9M | 273,257 | +138,571 shares |
| DSEP | FT Vest U.S. Equity Deep Buffer ETF - September | $12.1M | 254,816 | −554 shares |
| IAU | iShares Gold Trust | $12.1M | 159,602 | −724 shares |
| DMAR | FT Vest U.S. Equity Deep Buffer ETF - March | $11.0M | 246,980 | −1,236 shares |
| LQD | iShares iBoxx $ Investment Grade Corporate Bond ETF | $9.5M | 86,909 | New position |
| YMAR | FT Vest International Equity Moderate Buffer ETF - March | $7.2M | 252,509 | +1,837 shares |
| DFEB | FT Vest U.S. Equity Deep Buffer ETF - February | $7.1M | 139,879 | −4,137 shares |
37 more ETF positions
The full list comes with the Advisors and Institutions package.
Sign up to see them allFrom SEC Form 13F. Change compares June 30, 2026 with March 31, 2026. SEC filer ID (CIK) 0001632078. Filings on SEC EDGAR.
Frequently asked questions
What ETFs does Spectrum Asset Management, Inc. (NB/CA) own?
Spectrum Asset Management, Inc. (NB/CA) reported 47 ETF positions worth $214.1M in its Form 13F for June 30, 2026. The largest was RSP, at $26.8M.
Where does this data come from?
From the firm's own quarterly Form 13F filing with the SEC. It shows long positions at quarter end and can include holdings run for clients, so it isn't necessarily the firm's own money.
How current is it?
13F filings are due 45 days after each quarter ends. The next set is due around mid-November.