Garton & Associates Financial Advisors LLC ETF holdings
Louisville, KY
Reported $8.4M in 5 ETFs in its Form 13F for June 30, 2026.
ETF value
$8.4M
ETFs held
5
Change from prior quarter
-32.7%
With price moves
ETFs as a share of its 13F
19.0%
of $44.2M
Top 5 of 5 ETF holdings
| Ticker | Fund | Value | Shares | Change |
|---|---|---|---|---|
| QQQM | Invesco NASDAQ 100 ETF | $3.8M | 12,502 | +2,150 shares |
| TCAF | T. Rowe Price Capital Appreciation Equity ETF | $2.1M | 50,907 | +1,278 shares |
| VYMI | Vanguard International High Dividend Yield ETF | $1.7M | 17,630 | +1,160 shares |
| SCHD | Schwab U.S. Dividend Equity ETF | $395K | 12,461 | +3,158 shares |
| SPHY | State Street SPDR Portfolio High Yield Bond Index ETF | $378K | 16,108 | +4,461 shares |
From SEC Form 13F. Change compares June 30, 2026 with March 31, 2026. SEC filer ID (CIK) 0002109857. Filings on SEC EDGAR.
Frequently asked questions
What ETFs does Garton & Associates Financial Advisors LLC own?
Garton & Associates Financial Advisors LLC reported 5 ETF positions worth $8.4M in its Form 13F for June 30, 2026. The largest was QQQM, at $3.8M.
Where does this data come from?
From the firm's own quarterly Form 13F filing with the SEC. It shows long positions at quarter end and can include holdings run for clients, so it isn't necessarily the firm's own money.
How current is it?
13F filings are due 45 days after each quarter ends. The next set is due around mid-November.