Who owns UMAY?
Innovator U.S. Equity Ultra Buffer ETF - May · Innovator
60 institutions reported holding UMAY, worth $105.5M, in Form 13F filings for June 30, 2026.
Top 10 institutional holders of UMAY
| Firm | Location | Value | Shares | Change |
|---|---|---|---|---|
| Brookstone Capital Management | Wheaton, IL | $55.8M | 1,468,661 | +1,441,258 shares |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | Westlake, OH | $6.3M | 164,596 | +7,699 shares |
| Cerity Partners LLC | New York, NY | $3.2M | 83,648 | New position |
| Osaic Holdings, Inc. | Scottsdale, AZ | $2.5M | 66,110 | +26,991 shares |
| Central Valley Advisors, LLC | Sacramento, CA | $2.5M | 65,205 | +9,999 shares |
| Envestnet Asset Management Inc. | Berwyn, PA | $2.4M | 63,064 | +28,263 shares |
| Kestra Advisory Services, LLC | Austin, TX | $2.2M | 57,838 | −10,105 shares |
| Spire Wealth Management | Mclean, VA | $2.2M | 57,662 | +31,797 shares |
| Cetera Investment Advisers | Schaumburg, IL | $2.1M | 56,244 | +19,439 shares |
| Commonwealth Equity Services, LLC | Waltham, MA | $2.1M | 54,396 | +14,540 shares |
From SEC Form 13F, for managers with $100M+ in US securities. Change compares June 30, 2026 with March 31, 2026. “New position” means no holding in the prior filing we have.
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Frequently asked questions
Who owns UMAY?
60 institutional managers reported holding UMAY in Form 13F filings for June 30, 2026, worth $105.5M in total. The largest reported position was held by Brookstone Capital Management, at $55.8M.
Did institutions buy or sell UMAY last quarter?
Reported 13F value rose 211.0% from March 31, 2026, which includes price moves as well as buying and selling. 19 firms reported a new position and 3 sold all of theirs.
What is a Form 13F?
A quarterly report filed with the SEC by institutional investment managers with $100 million or more in qualifying US securities. It lists their long positions at quarter end. It doesn't cover retail investors, cash, short positions, or managers under the threshold, so it shows part of a fund's ownership, not all of it.
How often is UMAY ownership data updated?
13F filings are due 45 days after each quarter ends. The next set is due around mid-November. Positions can be up to about four and a half months old by the time a new set arrives.