Who owns UCON?
First Trust Smith Unconstrained Plus Bond ETF · First Trust
273 institutions reported holding UCON, worth $2.8B, in Form 13F filings for June 30, 2026.
Top 10 institutional holders of UCON
| Firm | Location | Value | Shares | Change |
|---|---|---|---|---|
| LPL Financial LLC | Fort Mill, SC | $340.4M | 13,680,994 | +1,205,947 shares |
| Morgan Stanley | New York, NY | $231.8M | 9,315,618 | +357,277 shares |
| Wells Fargo & Company | San Francisco, CA | $178.5M | 7,174,273 | +1,101,740 shares |
| Ameriprise Financial Inc. | Minneapolis, MN | $138.6M | 5,567,401 | +229,696 shares |
| Bank of America Corp. | Charlotte, NC | $104.5M | 4,199,258 | +365,678 shares |
| Harbour Investments, Inc. | Madison, WI | $104.4M | 4,197,950 | +77,065 shares |
| Royal Bank of Canada | Toronto, Ontario, Canada | $100.1M | 4,023,683 | +20,148 shares |
| Raymond James Financial Inc. | St. Petersburg, FL | $70.5M | 2,832,819 | +1,907 shares |
| Envestnet Asset Management Inc. | Berwyn, PA | $65.3M | 2,623,316 | +167,138 shares |
| HighTower Advisors, LLC | Chicago, IL | $61.5M | 2,471,711 | +35,375 shares |
The full list comes with the Advisors and Institutions package.
Sign up to see them allFrom SEC Form 13F, for managers with $100M+ in US securities. Change compares June 30, 2026 with March 31, 2026. “New position” means no holding in the prior filing we have.
Similar ETFs
Compare what they hold: UCON vs DBMF, UCON vs SECT, UCON vs ACIO, UCON vs FV.
Frequently asked questions
Who owns UCON?
273 institutional managers reported holding UCON in Form 13F filings for June 30, 2026, worth $2.8B in total. The largest reported position was held by LPL Financial LLC, at $340.4M.
Did institutions buy or sell UCON last quarter?
Reported 13F value rose 4.6% from March 31, 2026, which includes price moves as well as buying and selling. 33 firms reported a new position and 27 sold all of theirs.
What is a Form 13F?
A quarterly report filed with the SEC by institutional investment managers with $100 million or more in qualifying US securities. It lists their long positions at quarter end. It doesn't cover retail investors, cash, short positions, or managers under the threshold, so it shows part of a fund's ownership, not all of it.
How often is UCON ownership data updated?
13F filings are due 45 days after each quarter ends. The next set is due around mid-November. Positions can be up to about four and a half months old by the time a new set arrives.