Who owns SMAY?
FT Vest U.S. Small Cap Moderate Buffer ETF - May · First Trust
66 institutions reported holding SMAY, worth $38.9M, in Form 13F filings for June 30, 2026.
Top 10 institutional holders of SMAY
| Firm | Location | Value | Shares | Change |
|---|---|---|---|---|
| MGO One Seven LLC | Beachwood, OH | $3.2M | 112,893 | −2,005 shares |
| Cetera Investment Advisers | Schaumburg, IL | $3.0M | 106,310 | +6,360 shares |
| LPL Financial LLC | Fort Mill, SC | $2.6M | 91,607 | +21,753 shares |
| Osaic Holdings, Inc. | Scottsdale, AZ | $2.4M | 85,364 | +21,334 shares |
| Susquehanna International Group, LLP | Bala Cynwyd, PA | $2.3M | 81,155 | +62,482 shares |
| Cambridge Investment Research Advisors, Inc. | Fairfield, IA | $1.7M | 60,829 | +3,328 shares |
| Commonwealth Equity Services, LLC | Waltham, MA | $1.5M | 53,174 | +12,875 shares |
| Envestnet Asset Management Inc. | Berwyn, PA | $1.3M | 46,856 | +2,892 shares |
| Raymond James Financial Inc. | St. Petersburg, FL | $1.3M | 44,895 | +15,631 shares |
| Kestra Advisory Services, LLC | Austin, TX | $1.1M | 38,093 | +1,976 shares |
From SEC Form 13F, for managers with $100M+ in US securities. Change compares June 30, 2026 with March 31, 2026. “New position” means no holding in the prior filing we have.
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Frequently asked questions
Who owns SMAY?
66 institutional managers reported holding SMAY in Form 13F filings for June 30, 2026, worth $38.9M in total. The largest reported position was held by MGO One Seven LLC, at $3.2M.
Did institutions buy or sell SMAY last quarter?
Reported 13F value rose 30.7% from March 31, 2026, which includes price moves as well as buying and selling. 17 firms reported a new position and 5 sold all of theirs.
What is a Form 13F?
A quarterly report filed with the SEC by institutional investment managers with $100 million or more in qualifying US securities. It lists their long positions at quarter end. It doesn't cover retail investors, cash, short positions, or managers under the threshold, so it shows part of a fund's ownership, not all of it.
How often is SMAY ownership data updated?
13F filings are due 45 days after each quarter ends. The next set is due around mid-November. Positions can be up to about four and a half months old by the time a new set arrives.