Who owns SEPT?
AllianzIM U.S. Equity Buffer10 ETF - Sep · AllianzIM
27 institutions reported holding SEPT, worth $24.7M, in Form 13F filings for June 30, 2026.
Top 10 institutional holders of SEPT
| Firm | Location | Value | Shares | Change |
|---|---|---|---|---|
| Commonwealth Equity Services, LLC | Waltham, MA | $9.8M | 260,420 | −115,190 shares |
| Osaic Holdings, Inc. | Scottsdale, AZ | $2.0M | 53,429 | +2,170 shares |
| Raymond James Financial Inc. | St. Petersburg, FL | $1.9M | 51,678 | −8,537 shares |
| LPL Financial LLC | Fort Mill, SC | $1.9M | 51,099 | −534 shares |
| Susquehanna International Group, LLP | Bala Cynwyd, PA | $1.5M | 39,584 | +8,876 shares |
| Old Mission Capital LLC | Chicago, IL | $1.3M | 35,512 | −233 shares |
| Nvest Financial, LLC | Portsmouth, NH | $1.1M | 28,709 | +410 shares |
| Cetera Investment Advisers | Schaumburg, IL | $913K | 24,323 | −13,470 shares |
| AE Wealth Management LLC | Topeka, KS | $794K | 21,149 | −1,275,435 shares |
| Envestnet Asset Management Inc. | Berwyn, PA | $536K | 14,280 | −2,947 shares |
From SEC Form 13F, for managers with $100M+ in US securities. Change compares June 30, 2026 with March 31, 2026. “New position” means no holding in the prior filing we have.
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Frequently asked questions
Who owns SEPT?
27 institutional managers reported holding SEPT in Form 13F filings for June 30, 2026, worth $24.7M in total. The largest reported position was held by Commonwealth Equity Services, LLC, at $9.8M.
Did institutions buy or sell SEPT last quarter?
Reported 13F value fell 70.3% from March 31, 2026, which includes price moves as well as buying and selling. 2 firms reported a new position and 13 sold all of theirs.
What is a Form 13F?
A quarterly report filed with the SEC by institutional investment managers with $100 million or more in qualifying US securities. It lists their long positions at quarter end. It doesn't cover retail investors, cash, short positions, or managers under the threshold, so it shows part of a fund's ownership, not all of it.
How often is SEPT ownership data updated?
13F filings are due 45 days after each quarter ends. The next set is due around mid-November. Positions can be up to about four and a half months old by the time a new set arrives.