ETF Holders

Who owns SEPT?

Buffer or defined outcome

AllianzIM U.S. Equity Buffer10 ETF - Sep · AllianzIM

27 institutions reported holding SEPT, worth $24.7M, in Form 13F filings for June 30, 2026.

13F holders
27
Institutional value
$24.7M
Change from prior quarter
-70.3%
−$58.5M, with price moves
New and sold-out firms
2 / 13
3 added, 17 trimmed

Top 10 institutional holders of SEPT

FirmLocationValueSharesChange
Commonwealth Equity Services, LLCWaltham, MA$9.8M260,420−115,190 shares
Osaic Holdings, Inc.Scottsdale, AZ$2.0M53,429+2,170 shares
Raymond James Financial Inc.St. Petersburg, FL$1.9M51,678−8,537 shares
LPL Financial LLCFort Mill, SC$1.9M51,099−534 shares
Susquehanna International Group, LLPBala Cynwyd, PA$1.5M39,584+8,876 shares
Old Mission Capital LLCChicago, IL$1.3M35,512−233 shares
Nvest Financial, LLCPortsmouth, NH$1.1M28,709+410 shares
Cetera Investment AdvisersSchaumburg, IL$913K24,323−13,470 shares
AE Wealth Management LLCTopeka, KS$794K21,149−1,275,435 shares
Envestnet Asset Management Inc.Berwyn, PA$536K14,280−2,947 shares
17 more firms

The full list comes with the Advisors and Institutions package.

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From SEC Form 13F, for managers with $100M+ in US securities. Change compares June 30, 2026 with March 31, 2026. “New position” means no holding in the prior filing we have.

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Frequently asked questions

Who owns SEPT?

27 institutional managers reported holding SEPT in Form 13F filings for June 30, 2026, worth $24.7M in total. The largest reported position was held by Commonwealth Equity Services, LLC, at $9.8M.

Did institutions buy or sell SEPT last quarter?

Reported 13F value fell 70.3% from March 31, 2026, which includes price moves as well as buying and selling. 2 firms reported a new position and 13 sold all of theirs.

What is a Form 13F?

A quarterly report filed with the SEC by institutional investment managers with $100 million or more in qualifying US securities. It lists their long positions at quarter end. It doesn't cover retail investors, cash, short positions, or managers under the threshold, so it shows part of a fund's ownership, not all of it.

How often is SEPT ownership data updated?

13F filings are due 45 days after each quarter ends. The next set is due around mid-November. Positions can be up to about four and a half months old by the time a new set arrives.