ETF Holders

Who owns PQOC?

Buffer or defined outcome

PGIM Nasdaq-100 Buffer 12 ETF - October · PGIM

7 institutions reported holding PQOC, worth $17.5M, in Form 13F filings for June 30, 2026.

13F holders
7
Institutional value
$17.5M
Change from prior quarter
+43.6%
+$5.3M, with price moves
New and sold-out firms
3 / 0
1 added, 1 trimmed

Top 7 institutional holders of PQOC

FirmLocationValueSharesChange
Prudential Financial Inc.Newark, NJ$16.0M511,860+84,103 shares
Centaurus Financial, Inc.Anaheim, CA$504K16,121New position
NewEdge Advisors, LLCNew Orleans, LA$419K13,397−343 shares
Commonwealth Equity Services, LLCWaltham, MA$287K9,166No change
MML Investors Services, LLCSpringfield, MA$226K7,240New position
DHJJ Financial Advisors, Ltd.Naperville, IL$58K1,864No change
Ameritas Advisory Services, LLCLincoln, NE$4K124New position

From SEC Form 13F, for managers with $100M+ in US securities. Change compares June 30, 2026 with March 31, 2026. “New position” means no holding in the prior filing we have.

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Frequently asked questions

Who owns PQOC?

7 institutional managers reported holding PQOC in Form 13F filings for June 30, 2026, worth $17.5M in total. The largest reported position was held by Prudential Financial Inc., at $16.0M.

Did institutions buy or sell PQOC last quarter?

Reported 13F value rose 43.6% from March 31, 2026, which includes price moves as well as buying and selling. 3 firms reported a new position and 0 sold all of theirs.

What is a Form 13F?

A quarterly report filed with the SEC by institutional investment managers with $100 million or more in qualifying US securities. It lists their long positions at quarter end. It doesn't cover retail investors, cash, short positions, or managers under the threshold, so it shows part of a fund's ownership, not all of it.

How often is PQOC ownership data updated?

13F filings are due 45 days after each quarter ends. The next set is due around mid-November. Positions can be up to about four and a half months old by the time a new set arrives.