ETF Holders

Who owns PBAU?

Buffer or defined outcome

PGIM S&P 500 Buffer 20 ETF - August · PGIM

18 institutions reported holding PBAU, worth $26.1M, in Form 13F filings for June 30, 2026.

13F holders
18
Institutional value
$26.1M
Change from prior quarter
+36.5%
+$7.0M, with price moves
New and sold-out firms
2 / 1
4 added, 4 trimmed

Top 10 institutional holders of PBAU

FirmLocationValueSharesChange
Prudential Financial Inc.Newark, NJ$15.2M482,514+189,965 shares
Jim Saulnier & Associates, LLCFort Collins, CO$3.0M96,541No change
Kintra Wealth, LLCWilliamsport, PA$1.5M47,574+24,581 shares
Spire Wealth ManagementMclean, VA$1.5M46,407−33,436 shares
Kestra Advisory Services, LLCAustin, TX$1.1M35,009No change
American Asset Management Inc.Boca Raton, FL$871K27,719−676 shares
Pathstone Holdings, LLCEnglewood, NJ$551K17,550New position
Commonwealth Equity Services, LLCWaltham, MA$470K14,953−13,632 shares
Kestra Private Wealth Services, LLCAustin, TX$441K14,020No change
Old Mission Capital LLCChicago, IL$349K11,094New position
8 more firms

The full list comes with the Advisors and Institutions package.

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From SEC Form 13F, for managers with $100M+ in US securities. Change compares June 30, 2026 with March 31, 2026. “New position” means no holding in the prior filing we have.

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Frequently asked questions

Who owns PBAU?

18 institutional managers reported holding PBAU in Form 13F filings for June 30, 2026, worth $26.1M in total. The largest reported position was held by Prudential Financial Inc., at $15.2M.

Did institutions buy or sell PBAU last quarter?

Reported 13F value rose 36.5% from March 31, 2026, which includes price moves as well as buying and selling. 2 firms reported a new position and 1 sold all of theirs.

What is a Form 13F?

A quarterly report filed with the SEC by institutional investment managers with $100 million or more in qualifying US securities. It lists their long positions at quarter end. It doesn't cover retail investors, cash, short positions, or managers under the threshold, so it shows part of a fund's ownership, not all of it.

How often is PBAU ownership data updated?

13F filings are due 45 days after each quarter ends. The next set is due around mid-November. Positions can be up to about four and a half months old by the time a new set arrives.