Who owns PBAU?
PGIM S&P 500 Buffer 20 ETF - August · PGIM
18 institutions reported holding PBAU, worth $26.1M, in Form 13F filings for June 30, 2026.
Top 10 institutional holders of PBAU
| Firm | Location | Value | Shares | Change |
|---|---|---|---|---|
| Prudential Financial Inc. | Newark, NJ | $15.2M | 482,514 | +189,965 shares |
| Jim Saulnier & Associates, LLC | Fort Collins, CO | $3.0M | 96,541 | No change |
| Kintra Wealth, LLC | Williamsport, PA | $1.5M | 47,574 | +24,581 shares |
| Spire Wealth Management | Mclean, VA | $1.5M | 46,407 | −33,436 shares |
| Kestra Advisory Services, LLC | Austin, TX | $1.1M | 35,009 | No change |
| American Asset Management Inc. | Boca Raton, FL | $871K | 27,719 | −676 shares |
| Pathstone Holdings, LLC | Englewood, NJ | $551K | 17,550 | New position |
| Commonwealth Equity Services, LLC | Waltham, MA | $470K | 14,953 | −13,632 shares |
| Kestra Private Wealth Services, LLC | Austin, TX | $441K | 14,020 | No change |
| Old Mission Capital LLC | Chicago, IL | $349K | 11,094 | New position |
From SEC Form 13F, for managers with $100M+ in US securities. Change compares June 30, 2026 with March 31, 2026. “New position” means no holding in the prior filing we have.
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Frequently asked questions
Who owns PBAU?
18 institutional managers reported holding PBAU in Form 13F filings for June 30, 2026, worth $26.1M in total. The largest reported position was held by Prudential Financial Inc., at $15.2M.
Did institutions buy or sell PBAU last quarter?
Reported 13F value rose 36.5% from March 31, 2026, which includes price moves as well as buying and selling. 2 firms reported a new position and 1 sold all of theirs.
What is a Form 13F?
A quarterly report filed with the SEC by institutional investment managers with $100 million or more in qualifying US securities. It lists their long positions at quarter end. It doesn't cover retail investors, cash, short positions, or managers under the threshold, so it shows part of a fund's ownership, not all of it.
How often is PBAU ownership data updated?
13F filings are due 45 days after each quarter ends. The next set is due around mid-November. Positions can be up to about four and a half months old by the time a new set arrives.