Who owns FAD?
First Trust Multi Cap Growth AlphaDEX Fund · First Trust
111 institutions reported holding FAD, worth $406.1M, in Form 13F filings for June 30, 2026.
Top 10 institutional holders of FAD
| Firm | Location | Value | Shares | Change |
|---|---|---|---|---|
| Morgan Stanley | New York, NY | $55.5M | 277,568 | +35,123 shares |
| LPL Financial LLC | Fort Mill, SC | $55.3M | 276,498 | +78,565 shares |
| Wells Fargo & Company | San Francisco, CA | $42.5M | 212,489 | +37,468 shares |
| Raymond James Financial Inc. | St. Petersburg, FL | $25.1M | 125,696 | +32,123 shares |
| Commonwealth Equity Services, LLC | Waltham, MA | $13.7M | 68,726 | +7,889 shares |
| RPg Family Wealth Advisory, LLC | Burlington, MA | $12.1M | 60,546 | +30,195 shares |
| Jones Financial Companies LLLP | Des Peres, MO | $12.0M | 61,706 | +32,196 shares |
| Cambridge Investment Research Advisors, Inc. | Fairfield, IA | $11.7M | 58,620 | +35,069 shares |
| Goldman Sachs Group Inc. | New York, NY | $10.0M | 50,000 | No change |
| Osaic Holdings, Inc. | Scottsdale, AZ | $9.9M | 49,708 | +4,181 shares |
The full list comes with the Advisors and Institutions package.
Sign up to see them allFrom SEC Form 13F, for managers with $100M+ in US securities. Change compares June 30, 2026 with March 31, 2026. “New position” means no holding in the prior filing we have.
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Frequently asked questions
Who owns FAD?
111 institutional managers reported holding FAD in Form 13F filings for June 30, 2026, worth $406.1M in total. The largest reported position was held by Morgan Stanley, at $55.5M.
Did institutions buy or sell FAD last quarter?
Reported 13F value rose 55.8% from March 31, 2026, which includes price moves as well as buying and selling. 19 firms reported a new position and 5 sold all of theirs.
What is a Form 13F?
A quarterly report filed with the SEC by institutional investment managers with $100 million or more in qualifying US securities. It lists their long positions at quarter end. It doesn't cover retail investors, cash, short positions, or managers under the threshold, so it shows part of a fund's ownership, not all of it.
How often is FAD ownership data updated?
13F filings are due 45 days after each quarter ends. The next set is due around mid-November. Positions can be up to about four and a half months old by the time a new set arrives.