Who owns CAAA?
First Trust AAA CMBS ETF · First Trust
21 institutions reported holding CAAA, worth $32.1M, in Form 13F filings for June 30, 2026.
Top 10 institutional holders of CAAA
| Firm | Location | Value | Shares | Change |
|---|---|---|---|---|
| STAR Financial Bank | Fort Wayne, IN | $12.7M | 626,482 | +75,370 shares |
| Prospera Financial Services Inc | Dallas, TX | $6.0M | 295,916 | +8,172 shares |
| Platform Technology Partners | New York, NY | $3.4M | 169,633 | +75,326 shares |
| Commonwealth Equity Services, LLC | Waltham, MA | $2.8M | 137,011 | +123,877 shares |
| Farther Finance Advisors, LLC | San Francisco, CA | $1.6M | 77,040 | +13,812 shares |
| First Trust Advisors LP | Wheaton, IL | $1.4M | 67,790 | No change |
| Kestra Advisory Services, LLC | Austin, TX | $1.1M | 54,601 | −31,309 shares |
| Inspirion Wealth Advisors, LLC | Libertyville, IL | $609K | 29,959 | −400 shares |
| Fearless Solutions, LLC dba Best Invest | San Antonio, TX | $593K | 29,212 | +7,300 shares |
| Belpointe Asset Management LLC | Reno, NV | $503K | 24,765 | −3,242 shares |
From SEC Form 13F, for managers with $100M+ in US securities. Change compares June 30, 2026 with March 31, 2026. “New position” means no holding in the prior filing we have.
Similar ETFs
Compare what they hold: CAAA vs UPGD, CAAA vs XXV, CAAA vs SSXU, CAAA vs RSIT.
Frequently asked questions
Who owns CAAA?
21 institutional managers reported holding CAAA in Form 13F filings for June 30, 2026, worth $32.1M in total. The largest reported position was held by STAR Financial Bank, at $12.7M.
Did institutions buy or sell CAAA last quarter?
Reported 13F value rose 15.7% from March 31, 2026, which includes price moves as well as buying and selling. 1 firms reported a new position and 1 sold all of theirs.
What is a Form 13F?
A quarterly report filed with the SEC by institutional investment managers with $100 million or more in qualifying US securities. It lists their long positions at quarter end. It doesn't cover retail investors, cash, short positions, or managers under the threshold, so it shows part of a fund's ownership, not all of it.
How often is CAAA ownership data updated?
13F filings are due 45 days after each quarter ends. The next set is due around mid-November. Positions can be up to about four and a half months old by the time a new set arrives.