ETF Holders

Who owns BALT?

Buffer or defined outcome

Innovator Defined Wealth Shield ETF - Quarterly · Innovator

298 institutions reported holding BALT, worth $1.8B, in Form 13F filings for June 30, 2026.

13F holders
298
Institutional value
$1.8B
Change from prior quarter
+22.8%
+$331.2M, with price moves
New and sold-out firms
46 / 20
142 added, 78 trimmed

Top 10 institutional holders of BALT

FirmLocationValueSharesChange
Raymond James Financial Inc.St. Petersburg, FL$94.5M2,758,023+215,467 shares
Osaic Holdings, Inc.Scottsdale, AZ$93.0M2,713,137+249,756 shares
Wealthquest CorpCincinnati, OH$87.1M2,542,279+179,699 shares
LPL Financial LLCFort Mill, SC$82.0M2,392,686+1,575,023 shares
Envestnet Asset Management Inc.Berwyn, PA$66.5M1,939,719−3,401 shares
Cetera Investment AdvisersSchaumburg, IL$60.7M1,770,275+177,911 shares
Kingsview Wealth Management, LLCGrants Pass, OR$47.5M1,385,648+229,937 shares
Foundations Investment Advisors, LLCPhoenix, AZ$47.4M1,382,990−16,857 shares
Commonwealth Equity Services, LLCWaltham, MA$42.4M1,236,763+291,686 shares
Reliant Wealth PlanningLouisville, KY$35.5M1,037,015+31,667 shares
288 more firms

The full list comes with the Advisors and Institutions package.

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From SEC Form 13F, for managers with $100M+ in US securities. Change compares June 30, 2026 with March 31, 2026. “New position” means no holding in the prior filing we have.

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Frequently asked questions

Who owns BALT?

298 institutional managers reported holding BALT in Form 13F filings for June 30, 2026, worth $1.8B in total. The largest reported position was held by Raymond James Financial Inc., at $94.5M.

Did institutions buy or sell BALT last quarter?

Reported 13F value rose 22.8% from March 31, 2026, which includes price moves as well as buying and selling. 46 firms reported a new position and 20 sold all of theirs.

What is a Form 13F?

A quarterly report filed with the SEC by institutional investment managers with $100 million or more in qualifying US securities. It lists their long positions at quarter end. It doesn't cover retail investors, cash, short positions, or managers under the threshold, so it shows part of a fund's ownership, not all of it.

How often is BALT ownership data updated?

13F filings are due 45 days after each quarter ends. The next set is due around mid-November. Positions can be up to about four and a half months old by the time a new set arrives.