ZOCT vs ZAUG overlap
45 institutions report holding both ZOCT and ZAUG.
ZOCTZAUG
Pick 2 to 4 ETFs.
We don’t have holdings for ZOCT, ZAUG. Most funds that aren’t in the SEC’s N-PORT data are unit trusts, grantor trusts or very new funds. The institutions tab may still have them.
45
institutions report holding both, of 101 holding any
ZOCT74.0% of its 13F dollars, 60.8% of its 74 holders
ZAUG86.0% of its 13F dollars, 62.5% of its 72 holders
Largest institutions holding both
| Firm | ZOCT | ZAUG |
|---|---|---|
| Commonwealth Equity Services, LLC | $19.4M | $2.8M |
| Archer Investment Corp | $460K | $13.7M |
| HighTower Advisors, LLC | $1.7M | $7.1M |
| Canandaigua National Bank & Trust Co | $914K | $3.9M |
| Truist Financial Corp. | $343K | $3.7M |
| Kestra Advisory Services, LLC | $1.1M | $2.5M |
| Centaurus Financial, Inc. | $1.9M | $1.3M |
| Susquehanna International Group, LLP | $1.9M | $1.2M |
| KFG Wealth Management, LLC | $1.9M | $1.0M |
| Strategic Blueprint, LLC | $1.2M | $1.6M |
| Brookstone Capital Management | $1.6M | $1.1M |
| Cetera Investment Advisers | $1.1M | $1.6M |
| Osaic Holdings, Inc. | $1.3M | $1.3M |
| Cambridge Investment Research Advisors, Inc. | $1.2M | $1.2M |
| Cypress Wealth Services, LLC | $1.1M | $818K |
This compares who owns the funds, not what the funds hold. From SEC Form 13F, for managers with $100M+ in US securities.
Who owns them: ZOCT institutional holders, ZAUG institutional holders.
Frequently asked questions
Do institutions hold both ZOCT and ZAUG?
45 Form 13F filers report positions in both, out of 101 that report either one.
How is overlap by weight worked out?
For each holding the two funds share, take the smaller of the two weights, then add those up. Identical portfolios score 100%.