YSEP vs XOCT overlap
16 institutions report holding both YSEP and XOCT.
YSEPXOCT
Pick 2 to 4 ETFs.
We don’t have holdings for YSEP, XOCT. Most funds that aren’t in the SEC’s N-PORT data are unit trusts, grantor trusts or very new funds. The institutions tab may still have them.
16
institutions report holding both, of 88 holding any
YSEP31.5% of its 13F dollars, 26.2% of its 61 holders
XOCT38.4% of its 13F dollars, 37.2% of its 43 holders
Largest institutions holding both
| Firm | YSEP | XOCT |
|---|---|---|
| Envestnet Asset Management Inc. | $1.1M | $7.6M |
| Cetera Investment Advisers | $3.1M | $4.6M |
| Commonwealth Equity Services, LLC | $5.0M | $814K |
| Kestra Advisory Services, LLC | $625K | $2.7M |
| Osaic Holdings, Inc. | $2.1M | $1.1M |
| LPL Financial LLC | $2.0M | $395K |
| Harbour Investments, Inc. | $812K | $846K |
| Diligent Investors, LLC | $340K | $1.1M |
| Ignite Planners, LLC | $792K | $564K |
| AE Wealth Management LLC | $80K | $284K |
| DHJJ Financial Advisors, Ltd. | $145K | $80K |
| Farther Finance Advisors, LLC | $157K | $13K |
| Pinnacle Wealth Planning Services, Inc. | $157K | $2K |
| Capital Investment Advisory Services, LLC | $25K | $57K |
| Steward Partners Investment Advisory, LLC | $46K | $36K |
This compares who owns the funds, not what the funds hold. From SEC Form 13F, for managers with $100M+ in US securities.
Who owns them: YSEP institutional holders, XOCT institutional holders.
Frequently asked questions
Do institutions hold both YSEP and XOCT?
16 Form 13F filers report positions in both, out of 88 that report either one.
How is overlap by weight worked out?
For each holding the two funds share, take the smaller of the two weights, then add those up. Identical portfolios score 100%.