YSEP vs SMAX overlap
10 institutions report holding both YSEP and SMAX.
YSEPSMAX
Pick 2 to 4 ETFs.
We don’t have holdings for YSEP. Most funds that aren’t in the SEC’s N-PORT data are unit trusts, grantor trusts or very new funds. The institutions tab may still have them.
10
institutions report holding both, of 88 holding any
YSEP23.7% of its 13F dollars, 16.4% of its 61 holders
SMAX19.0% of its 13F dollars, 27.0% of its 37 holders
Largest institutions holding both
| Firm | YSEP | SMAX |
|---|---|---|
| Raymond James Financial Inc. | $3.7M | $2.6M |
| Commonwealth Equity Services, LLC | $5.0M | $746K |
| Susquehanna International Group, LLP | $1.1M | $1.9M |
| Envestnet Asset Management Inc. | $1.1M | $1.2M |
| Grantvest Financial Group LLC | $277K | $2.0M |
| Kestra Advisory Services, LLC | $625K | $599K |
| Kovack Advisors, Inc. | $397K | $412K |
| Farther Finance Advisors, LLC | $157K | $209K |
| AE Wealth Management LLC | $80K | $109K |
| IFP Advisors, Inc | $47K | $1K |
This compares who owns the funds, not what the funds hold. From SEC Form 13F, for managers with $100M+ in US securities.
Who owns them: YSEP institutional holders, SMAX institutional holders.
Frequently asked questions
Do institutions hold both YSEP and SMAX?
10 Form 13F filers report positions in both, out of 88 that report either one.
How is overlap by weight worked out?
For each holding the two funds share, take the smaller of the two weights, then add those up. Identical portfolios score 100%.