XOCT vs SMAX overlap
7 institutions report holding both XOCT and SMAX.
XOCTSMAX
Pick 2 to 4 ETFs.
We don’t have holdings for XOCT. Most funds that aren’t in the SEC’s N-PORT data are unit trusts, grantor trusts or very new funds. The institutions tab may still have them.
7
institutions report holding both, of 73 holding any
XOCT36.9% of its 13F dollars, 16.3% of its 43 holders
SMAX6.1% of its 13F dollars, 18.9% of its 37 holders
Largest institutions holding both
| Firm | XOCT | SMAX |
|---|---|---|
| Envestnet Asset Management Inc. | $7.6M | $1.2M |
| Old Mission Capital LLC | $7.9M | $295K |
| Kestra Advisory Services, LLC | $2.7M | $599K |
| Commonwealth Equity Services, LLC | $814K | $746K |
| AE Wealth Management LLC | $284K | $109K |
| Farther Finance Advisors, LLC | $13K | $209K |
| IFP Advisors, Inc | $24K | $1K |
This compares who owns the funds, not what the funds hold. From SEC Form 13F, for managers with $100M+ in US securities.
Who owns them: XOCT institutional holders, SMAX institutional holders.
Frequently asked questions
Do institutions hold both XOCT and SMAX?
7 Form 13F filers report positions in both, out of 73 that report either one.
How is overlap by weight worked out?
For each holding the two funds share, take the smaller of the two weights, then add those up. Identical portfolios score 100%.