USEP vs GOCT overlap
33 institutions report holding both USEP and GOCT.
USEPGOCT
Pick 2 to 4 ETFs.
We don’t have holdings for USEP, GOCT. Most funds that aren’t in the SEC’s N-PORT data are unit trusts, grantor trusts or very new funds. The institutions tab may still have them.
33
institutions report holding both, of 154 holding any
USEP28.4% of its 13F dollars, 41.3% of its 80 holders
GOCT59.5% of its 13F dollars, 30.8% of its 107 holders
Largest institutions holding both
| Firm | USEP | GOCT |
|---|---|---|
| Raymond James Financial Inc. | $711K | $12.7M |
| Kestra Advisory Services, LLC | $3.1M | $7.3M |
| Osaic Holdings, Inc. | $3.7M | $5.9M |
| Cetera Investment Advisers | $2.7M | $6.4M |
| Commonwealth Equity Services, LLC | $3.8M | $5.0M |
| Envestnet Asset Management Inc. | $2.2M | $6.2M |
| Advisory Services Network, LLC | $1.5M | $5.2M |
| Susquehanna International Group, LLP | $2.5M | $3.2M |
| Truist Financial Corp. | $1.8M | $3.1M |
| Cambridge Investment Research Advisors, Inc. | $2.7M | $1.8M |
| LPL Financial LLC | $1.2M | $2.5M |
| Foundations Investment Advisors, LLC | $811K | $1.7M |
| MML Investors Services, LLC | $1.6M | $809K |
| Citadel Advisors LLC | $698K | $1.4M |
| Steward Partners Investment Advisory, LLC | $139K | $1.8M |
This compares who owns the funds, not what the funds hold. From SEC Form 13F, for managers with $100M+ in US securities.
Who owns them: USEP institutional holders, GOCT institutional holders.
Frequently asked questions
Do institutions hold both USEP and GOCT?
33 Form 13F filers report positions in both, out of 154 that report either one.
How is overlap by weight worked out?
For each holding the two funds share, take the smaller of the two weights, then add those up. Identical portfolios score 100%.