UOCT vs SEPZ overlap
10 institutions report holding both UOCT and SEPZ.
UOCTSEPZ
Pick 2 to 4 ETFs.
We don’t have holdings for UOCT. Most funds that aren’t in the SEC’s N-PORT data are unit trusts, grantor trusts or very new funds. The institutions tab may still have them.
10
institutions report holding both, of 124 holding any
UOCT10.4% of its 13F dollars, 10.5% of its 95 holders
SEPZ45.8% of its 13F dollars, 25.6% of its 39 holders
Largest institutions holding both
| Firm | UOCT | SEPZ |
|---|---|---|
| AE Wealth Management LLC | $1.0M | $43.1M |
| Osaic Holdings, Inc. | $3.6M | $631K |
| Envestnet Asset Management Inc. | $2.9M | $999K |
| Susquehanna International Group, LLP | $1.6M | $334K |
| Old Mission Capital LLC | $348K | $402K |
| Capital Investment Advisory Services, LLC | $324K | $356K |
| DHJJ Financial Advisors, Ltd. | $259K | $84K |
| Harbour Investments, Inc. | $204K | $32K |
| CoreCap Advisors, LLC | $171K | $2K |
| Assetmark, Inc. | $18K | $2K |
This compares who owns the funds, not what the funds hold. From SEC Form 13F, for managers with $100M+ in US securities.
Who owns them: UOCT institutional holders, SEPZ institutional holders.
Frequently asked questions
Do institutions hold both UOCT and SEPZ?
10 Form 13F filers report positions in both, out of 124 that report either one.
How is overlap by weight worked out?
For each holding the two funds share, take the smaller of the two weights, then add those up. Identical portfolios score 100%.