UOCT vs QCAP overlap
20 institutions report holding both UOCT and QCAP.
UOCTQCAP
Pick 2 to 4 ETFs.
We don’t have holdings for UOCT, QCAP. Most funds that aren’t in the SEC’s N-PORT data are unit trusts, grantor trusts or very new funds. The institutions tab may still have them.
20
institutions report holding both, of 111 holding any
UOCT42.2% of its 13F dollars, 21.1% of its 95 holders
QCAP18.3% of its 13F dollars, 55.6% of its 36 holders
Largest institutions holding both
| Firm | UOCT | QCAP |
|---|---|---|
| Commonwealth Equity Services, LLC | $15.1M | $1.5M |
| Farther Finance Advisors, LLC | $91K | $5.0M |
| Kestra Advisory Services, LLC | $3.3M | $1.5M |
| Cetera Investment Advisers | $1.9M | $2.5M |
| LPL Financial LLC | $2.4M | $1.9M |
| Brookstone Capital Management | $3.6M | $250K |
| Osaic Holdings, Inc. | $3.6M | $131K |
| Susquehanna International Group, LLP | $1.6M | $1.7M |
| Envestnet Asset Management Inc. | $2.9M | $378K |
| Raymond James Financial Inc. | $2.3M | $660K |
| MML Investors Services, LLC | $1.5M | $365K |
| Wood Tarver Financial Group, LLC | $1.5M | $261K |
| Harbour Investments, Inc. | $204K | $1.1M |
| Cambridge Investment Research Advisors, Inc. | $814K | $449K |
| AE Wealth Management LLC | $1.0M | $137K |
This compares who owns the funds, not what the funds hold. From SEC Form 13F, for managers with $100M+ in US securities.
Who owns them: UOCT institutional holders, QCAP institutional holders.
Frequently asked questions
Do institutions hold both UOCT and QCAP?
20 Form 13F filers report positions in both, out of 111 that report either one.
How is overlap by weight worked out?
For each holding the two funds share, take the smaller of the two weights, then add those up. Identical portfolios score 100%.