UOCT vs KNOV overlap
20 institutions report holding both UOCT and KNOV.
UOCTKNOV
Pick 2 to 4 ETFs.
We don’t have holdings for UOCT, KNOV. Most funds that aren’t in the SEC’s N-PORT data are unit trusts, grantor trusts or very new funds. The institutions tab may still have them.
20
institutions report holding both, of 111 holding any
UOCT36.3% of its 13F dollars, 21.1% of its 95 holders
KNOV19.1% of its 13F dollars, 55.6% of its 36 holders
Largest institutions holding both
| Firm | UOCT | KNOV |
|---|---|---|
| Commonwealth Equity Services, LLC | $15.1M | $2.0M |
| Cetera Investment Advisers | $1.9M | $3.8M |
| Cambridge Investment Research Advisors, Inc. | $814K | $4.0M |
| Susquehanna International Group, LLP | $1.6M | $3.1M |
| Kestra Advisory Services, LLC | $3.3M | $1.2M |
| Osaic Holdings, Inc. | $3.6M | $663K |
| Raymond James Financial Inc. | $2.3M | $868K |
| LPL Financial LLC | $2.4M | $592K |
| Mercer Global Advisors Inc. | $2.1M | $501K |
| Citadel Advisors LLC | $799K | $886K |
| AE Wealth Management LLC | $1.0M | $75K |
| Old Mission Capital LLC | $348K | $346K |
| HighTower Advisors, LLC | $284K | $257K |
| Keating Financial Advisory Services, Inc. | $49K | $322K |
| Capital Investment Advisory Services, LLC | $324K | $42K |
This compares who owns the funds, not what the funds hold. From SEC Form 13F, for managers with $100M+ in US securities.
Who owns them: UOCT institutional holders, KNOV institutional holders.
Frequently asked questions
Do institutions hold both UOCT and KNOV?
20 Form 13F filers report positions in both, out of 111 that report either one.
How is overlap by weight worked out?
For each holding the two funds share, take the smaller of the two weights, then add those up. Identical portfolios score 100%.