UDIV vs SWAN overlap
9 institutions report holding both UDIV and SWAN.
UDIVSWAN
Pick 2 to 4 ETFs.
We don’t have holdings for SWAN. Most funds that aren’t in the SEC’s N-PORT data are unit trusts, grantor trusts or very new funds. The institutions tab may still have them.
9
institutions report holding both, of 70 holding any
UDIV28.6% of its 13F dollars, 20.4% of its 44 holders
SWAN3.2% of its 13F dollars, 25.7% of its 35 holders
Largest institutions holding both
| Firm | UDIV | SWAN |
|---|---|---|
| LPL Financial LLC | $26.5M | $1.1M |
| Cetera Investment Advisers | $3.6M | $2.0M |
| Susquehanna International Group, LLP | $2.3M | $249K |
| Osaic Holdings, Inc. | $557K | $300K |
| Global Retirement Partners, LLC | $57K | $45K |
| Morgan Stanley | $48K | $2K |
| National Bank of Canada | $24K | $24K |
| Harbour Investments, Inc. | $10K | $9K |
| Wells Fargo & Company | $28 | $7K |
This compares who owns the funds, not what the funds hold. From SEC Form 13F, for managers with $100M+ in US securities.
Who owns them: UDIV institutional holders, SWAN institutional holders.
Frequently asked questions
Do institutions hold both UDIV and SWAN?
9 Form 13F filers report positions in both, out of 70 that report either one.
How is overlap by weight worked out?
For each holding the two funds share, take the smaller of the two weights, then add those up. Identical portfolios score 100%.