TSME vs CAOS overlap
3 institutions report holding both TSME and CAOS.
TSMECAOS
Pick 2 to 4 ETFs.
We don’t have holdings for CAOS. Most funds that aren’t in the SEC’s N-PORT data are unit trusts, grantor trusts or very new funds. The institutions tab may still have them.
3
institutions report holding both, of 99 holding any
TSME75.2% of its 13F dollars, 8.6% of its 35 holders
CAOS0.7% of its 13F dollars, 4.5% of its 67 holders
Largest institutions holding both
| Firm | TSME | CAOS |
|---|---|---|
| Envestnet Asset Management Inc. | $344.4M | $247K |
| LPL Financial LLC | $9.1M | $2.4M |
| MML Investors Services, LLC | $217K | $725K |
This compares who owns the funds, not what the funds hold. From SEC Form 13F, for managers with $100M+ in US securities.
Who owns them: TSME institutional holders, CAOS institutional holders.
Frequently asked questions
Do institutions hold both TSME and CAOS?
3 Form 13F filers report positions in both, out of 99 that report either one.
How is overlap by weight worked out?
For each holding the two funds share, take the smaller of the two weights, then add those up. Identical portfolios score 100%.