SSUS vs CAOS overlap
9 institutions report holding both SSUS and CAOS.
SSUSCAOS
Pick 2 to 4 ETFs.
We don’t have holdings for CAOS. Most funds that aren’t in the SEC’s N-PORT data are unit trusts, grantor trusts or very new funds. The institutions tab may still have them.
9
institutions report holding both, of 130 holding any
SSUS10.2% of its 13F dollars, 12.5% of its 72 holders
CAOS6.8% of its 13F dollars, 13.4% of its 67 holders
Largest institutions holding both
| Firm | SSUS | CAOS |
|---|---|---|
| LPL Financial LLC | $21.0M | $2.4M |
| HighTower Advisors, LLC | $745K | $20.5M |
| IHT Wealth Management, LLC | $18.1M | $1.1M |
| Vise Technologies, Inc. | $7.1M | $5.7M |
| Citadel Advisors LLC | $591K | $1.3M |
| PNC Financial Services Group, Inc. | $418K | $469K |
| Farther Finance Advisors, LLC | $13K | $720K |
| Envestnet Asset Management Inc. | $388K | $247K |
| AE Wealth Management LLC | $221K | $633 |
This compares who owns the funds, not what the funds hold. From SEC Form 13F, for managers with $100M+ in US securities.
Who owns them: SSUS institutional holders, CAOS institutional holders.
Frequently asked questions
Do institutions hold both SSUS and CAOS?
9 Form 13F filers report positions in both, out of 130 that report either one.
How is overlap by weight worked out?
For each holding the two funds share, take the smaller of the two weights, then add those up. Identical portfolios score 100%.