SPYU vs SMST overlap
4 institutions report holding both SPYU and SMST.
SPYUSMST
Pick 2 to 4 ETFs.
We don’t have holdings for SPYU. Most funds that aren’t in the SEC’s N-PORT data are unit trusts, grantor trusts or very new funds. The institutions tab may still have them.
4
institutions report holding both, of 21 holding any
SPYU21.8% of its 13F dollars, 36.4% of its 11 holders
SMST29.3% of its 13F dollars, 28.6% of its 14 holders
Largest institutions holding both
| Firm | SPYU | SMST |
|---|---|---|
| HRT Financial LP | $546K | $755K |
| GTS Securities LLC | $469K | $597K |
| StoneX Group Inc. | $272K | $660K |
| Tower Research Capital LLC (TRC) | $197K | $634 |
This compares who owns the funds, not what the funds hold. From SEC Form 13F, for managers with $100M+ in US securities.
Who owns them: SPYU institutional holders, SMST institutional holders.
Frequently asked questions
Do institutions hold both SPYU and SMST?
4 Form 13F filers report positions in both, out of 21 that report either one.
How is overlap by weight worked out?
For each holding the two funds share, take the smaller of the two weights, then add those up. Identical portfolios score 100%.