SOFR vs SH overlap
4 institutions report holding both SOFR and SH.
SOFRSH
Pick 2 to 4 ETFs.
We don’t have holdings for SOFR. Most funds that aren’t in the SEC’s N-PORT data are unit trusts, grantor trusts or very new funds. The institutions tab may still have them.
4
institutions report holding both, of 121 holding any
SOFR99.0% of its 13F dollars, 36.4% of its 11 holders
SH6.3% of its 13F dollars, 3.5% of its 114 holders
Largest institutions holding both
| Firm | SOFR | SH |
|---|---|---|
| Capital Wealth Planning, LLC | $353.7M | $3.1M |
| Jane Street Group, LLC | $286K | $15.1M |
| LPL Financial LLC | $2.4M | $5.1M |
| Steward Partners Investment Advisory, LLC | $885K | $50K |
This compares who owns the funds, not what the funds hold. From SEC Form 13F, for managers with $100M+ in US securities.
Who owns them: SOFR institutional holders, SH institutional holders.
Frequently asked questions
Do institutions hold both SOFR and SH?
4 Form 13F filers report positions in both, out of 121 that report either one.
How is overlap by weight worked out?
For each holding the two funds share, take the smaller of the two weights, then add those up. Identical portfolios score 100%.