SMAX vs OCTU overlap
10 institutions report holding both SMAX and OCTU.
SMAXOCTU
Pick 2 to 4 ETFs.
We don’t have holdings for OCTU. Most funds that aren’t in the SEC’s N-PORT data are unit trusts, grantor trusts or very new funds. The institutions tab may still have them.
10
institutions report holding both, of 63 holding any
SMAX14.9% of its 13F dollars, 27.0% of its 37 holders
OCTU21.9% of its 13F dollars, 27.8% of its 36 holders
Largest institutions holding both
| Firm | SMAX | OCTU |
|---|---|---|
| Commonwealth Equity Services, LLC | $746K | $5.2M |
| Susquehanna International Group, LLP | $1.9M | $2.5M |
| Raymond James Financial Inc. | $2.6M | $411K |
| AE Wealth Management LLC | $109K | $1.5M |
| Envestnet Asset Management Inc. | $1.2M | $324K |
| Kestra Advisory Services, LLC | $599K | $410K |
| Old Mission Capital LLC | $295K | $515K |
| Farther Finance Advisors, LLC | $209K | $266K |
| IFP Advisors, Inc | $1K | $249K |
| Elevated Capital Advisors, LLC | $5K | $7K |
This compares who owns the funds, not what the funds hold. From SEC Form 13F, for managers with $100M+ in US securities.
Who owns them: SMAX institutional holders, OCTU institutional holders.
Frequently asked questions
Do institutions hold both SMAX and OCTU?
10 Form 13F filers report positions in both, out of 63 that report either one.
How is overlap by weight worked out?
For each holding the two funds share, take the smaller of the two weights, then add those up. Identical portfolios score 100%.