OCTP vs NSEP overlap
5 institutions report holding both OCTP and NSEP.
OCTPNSEP
Pick 2 to 4 ETFs.
We don’t have holdings for OCTP, NSEP. Most funds that aren’t in the SEC’s N-PORT data are unit trusts, grantor trusts or very new funds. The institutions tab may still have them.
5
institutions report holding both, of 54 holding any
OCTP7.3% of its 13F dollars, 29.4% of its 17 holders
NSEP10.2% of its 13F dollars, 11.9% of its 42 holders
Largest institutions holding both
| Firm | OCTP | NSEP |
|---|---|---|
| Commonwealth Equity Services, LLC | $1.2M | $811K |
| Kestra Advisory Services, LLC | $217K | $1.0M |
| Raymond James Financial Inc. | $244K | $541K |
| DHJJ Financial Advisors, Ltd. | $109K | $191K |
| Harbour Investments, Inc. | $16K | $50K |
This compares who owns the funds, not what the funds hold. From SEC Form 13F, for managers with $100M+ in US securities.
Who owns them: OCTP institutional holders, NSEP institutional holders.
Frequently asked questions
Do institutions hold both OCTP and NSEP?
5 Form 13F filers report positions in both, out of 54 that report either one.
How is overlap by weight worked out?
For each holding the two funds share, take the smaller of the two weights, then add those up. Identical portfolios score 100%.