FTC vs BALI overlap
67 institutions report holding both FTC and BALI.
FTCBALI
Pick 2 to 4 ETFs.
We don’t have holdings for BALI. Most funds that aren’t in the SEC’s N-PORT data are unit trusts, grantor trusts or very new funds. The institutions tab may still have them.
67
institutions report holding both, of 336 holding any
FTC75.6% of its 13F dollars, 29.9% of its 224 holders
BALI75.4% of its 13F dollars, 37.4% of its 179 holders
Largest institutions holding both
| Firm | FTC | BALI |
|---|---|---|
| LPL Financial LLC | $129.7M | $99.5M |
| Morgan Stanley | $138.9M | $19.0M |
| Envestnet Asset Management Inc. | $7.0M | $115.5M |
| Wells Fargo & Company | $65.6M | $35.8M |
| Janney Montgomery Scott LLC | $85.3M | $5.6M |
| Bank of America Corp. | $26.2M | $60.6M |
| Ameriprise Financial Inc. | $5.6M | $69.0M |
| FMR LLC | $709K | $61.5M |
| Cetera Investment Advisers | $18.5M | $41.5M |
| Commonwealth Equity Services, LLC | $29.4M | $20.7M |
| Raymond James Financial Inc. | $32.8M | $11.3M |
| UBS Group AG | $43.7M | $880 |
| Northwestern Mutual Wealth Management Co | $7.3M | $34.6M |
| Cambridge Investment Research Advisors, Inc. | $27.6M | $1.4M |
| Osaic Holdings, Inc. | $5.8M | $21.3M |
This compares who owns the funds, not what the funds hold. From SEC Form 13F, for managers with $100M+ in US securities.
Who owns them: FTC institutional holders, BALI institutional holders.
Frequently asked questions
Do institutions hold both FTC and BALI?
67 Form 13F filers report positions in both, out of 336 that report either one.
How is overlap by weight worked out?
For each holding the two funds share, take the smaller of the two weights, then add those up. Identical portfolios score 100%.