DUSA vs BALI overlap
34 institutions report holding both DUSA and BALI.
DUSABALI
Pick 2 to 4 ETFs.
We don’t have holdings for BALI. Most funds that aren’t in the SEC’s N-PORT data are unit trusts, grantor trusts or very new funds. The institutions tab may still have them.
34
institutions report holding both, of 230 holding any
DUSA61.9% of its 13F dollars, 40.0% of its 85 holders
BALI41.5% of its 13F dollars, 19.0% of its 179 holders
Largest institutions holding both
| Firm | DUSA | BALI |
|---|---|---|
| Morgan Stanley | $259.3M | $19.0M |
| Bank of America Corp. | $94.1M | $60.6M |
| LPL Financial LLC | $39.6M | $99.5M |
| Wells Fargo & Company | $44.3M | $35.8M |
| Raymond James Financial Inc. | $52.0M | $11.3M |
| Cetera Investment Advisers | $552K | $41.5M |
| Osaic Holdings, Inc. | $15.5M | $21.3M |
| Northwestern Mutual Wealth Management Co | $3K | $34.6M |
| UBS Group AG | $34.5M | $880 |
| Next Level Private LLC | $25.9M | $6.6M |
| Commonwealth Equity Services, LLC | $9.0M | $20.7M |
| Vestmark Advisory Solutions, Inc. | $805K | $17.7M |
| Royal Bank of Canada | $5.1M | $2.6M |
| Sanctuary Advisors, LLC | $1.8M | $5.3M |
| Janney Montgomery Scott LLC | $594K | $5.6M |
This compares who owns the funds, not what the funds hold. From SEC Form 13F, for managers with $100M+ in US securities.
Who owns them: DUSA institutional holders, BALI institutional holders.
Frequently asked questions
Do institutions hold both DUSA and BALI?
34 Form 13F filers report positions in both, out of 230 that report either one.
How is overlap by weight worked out?
For each holding the two funds share, take the smaller of the two weights, then add those up. Identical portfolios score 100%.